Case Western Reserve University

School of Graduate Studies

 

GRADUATE STUDENT GRIEVANCE PROCEDURE

 

It is the responsibility of the School of Graduate Studies to assure that all students enrolled for graduate credit at Case Western Reserve University have adequate access to faculty and administrative consideration of their grievances concerning academic issues.  Accordingly, the following three-step procedure has been established for graduate students to present complaints about academic actions they feel are unfair.

 

1.     Students with complaints should first discuss their grievance with the person against whom the complaint is directed.  The goal is for the parties to be sure they understand each other before more formal steps are taken, and to be sure that every opportunity has been taken for mutually satisfactory resolution.

 

2.     In those instances in which discussion with the faculty member involved does not resolve a grievance to the student’s satisfaction, he or she should then present the complaint in writing to the Department Chairperson.  The Chairperson will subsequently take responsibility for reviewing the complaint with the student and the faculty member in order to arbitrate the issue on the basis of all available information and the soundest judgment possible.  In this process the Chairperson may consult with other faculty in the Department, submit the matter for deliberation to the Department’s tenured faculty, appoint an ad hoc committee of faculty and/or graduate students to make a recommendation, or employ other means of resolving disputes consistent with the Department’s usual ways of operating.  If the complaint involves the Department Chairperson, the student may bring the matter to the Faculty Dean (e.g., Engineering, Medicine, etc.) to whom the Chair reports.

 

3.     In the event that a decision still appears unfair to a student, the student may bring the matter to the attention of the Dean of Graduate Studies.  The Dean may ask the student to put the complaint in writing for clarity and fairness to others involved.  The Dean will then discuss the case with the student and the Department Chairperson to evaluate the particulars and to make a ruling on it.  As the situation warrants, the Dean may appoint a Grievance Committee to recommend what action should be taken. In this event the Committee will be composed of two faculty members selected from the Committee on Graduate Studies of the Faculty Senate and two graduate students selected either from the Executive Committee of the Graduate Student Senate or from the student members of the Committee on Graduate Studies.  The procedures for the Committee will be determined by the Committee itself as the circumstances warrant, but generally the student, the faculty member or department against which the accusation is raised, and other members of the University community familiar with the case will be asked to discuss the matter with the Committee.  The student may request the participation of members of the University community who are familiar with his or her circumstances, but representatives from outside the University community will generally not be allowed to participate in the proceeding.

 

Responsibility for the final decision will be in the Dean’s hands, and the ruling from the Dean’s Office will be considered final and binding on the persons involved in the grievance.

 

It should be understood that this grievance procedure relates solely to graduate student complaints concerning academic issues.  The procedure for handling complaints about other matters is detailed in the University’s Student Services Guide.

 

 

Approved, Graduate Studies Committee, 9/24/92

Revised and approved, Graduate Studies Committee, 3/11/93


Case Western Reserve University

School of Graduate Studies

 

PROCEDURES AND SANCTIONS FOR GRADUATE STUDENT ACADEMIC INFRACTIONS

 

Graduate students accused of violating the University’s standards of conduct, which are detailed in the Bulletin (see “Student Affairs” section), are entitled to adequate notice of all charges and to a fair hearing and may subsequently be subject to disciplinary action.

 

The process outlined here applies to academic infractions, e.g., cheating on examinations, plagiarism, and other forms of dishonesty in academic activities.*  Procedures applicable in cases of other types of proscribed behavior are explained in the University’s annual Student Services Guide.

 

Disciplinary Process

 

For academic infractions by graduate students, the following particular policies and procedures apply:

 

1.      If, in the judgment of a faculty member, a graduate student improperly claims credit for part or all of a particular assignment or examination, the faculty member may decide to assign whatever grade is deemed appropriate, including failure, for the assignment or examination.  If the faculty member takes such action, the Dean of Graduate Studies is not necessarily informed.  However, the faculty member must inform the student of the decision and the basis for it, and retain documentation of the basis for the decision, as well as submit written notification to the department chairperson.

 

2.      If there are any procedural uncertainties, the faculty member may choose to consult with the department chairperson prior to disposition of the matter.  The student may choose to consult with his or her adviser, the department graduate affairs committee chairperson or any other faculty member, as well as the Assistant Dean of Graduate Studies, for assistance in clarifying the issues.

 

3.      If the faculty member proposes that a penalty more severe than lowering the grade for the assignment or examination is warranted, the case must be referred with the faculty member’s recommendation to the Dean of Graduate Studies for sanctions, along with written notification to the department chairperson.

 

4.      When a case is so referred, the Office of Graduate Studies notifies the student in writing of the accusation of academic infraction, the pending sanctions, and the “Graduate Student Grievance Procedure” in the event the student wishes to appeal (Procedure appended).

 

Sanctions

 

One or more of the following disciplinary actions may be imposed on a graduate student by the University for academic infractions.  The action to be taken depends on the determined seriousness of the offense:

 

1.      Disciplinary Warning:  The student receives a written notice that continuation or repetition of conduct that has been judged wrongful or inappropriate, within a period of time stated in the warning, will be cause for more severe disciplinary action.  This letter is placed in the student’s file in the School of Graduate Studies until the student leaves the University by graduation or transfer.

 

2.      Disciplinary Suspension:  The student must withdraw from the University for specified semester periods.  “Disciplinary suspension” is permanently recorded on the student’s official transcript to explain the student’s absence from the University.

 

3.      Disciplinary Separation:  An individual’s status as a graduate student of the University is permanently terminated.  “Disciplinary separation” is recorded on the student’s official transcript.

 

 

*Allegations of student research misconduct will be subject to investigation by the University in accordance with procedures outlined in the Faculty Handbook.  If found guilty of such misconduct in the performance of research that is receiving support from federal sources, the student’s identity and misconduct must be reported by the University to the funding agency.

 

 

Revised:  March 1993