Elements of an Effective Compliance Program
According to federal government guidelines, an effective compliance program includes 7 Key Elements:
1. Standards, Policies and Procedures
2. High-level Oversight
3. Screening
4. Training and Education
5. Monitor, Audit, and Report
6. Implement, Promote and Enforce
7. Response and Correction
The Compliance Program addresses these elements each year in the University's Annual Compliance Work Plan.
